Early intervention and preparation are key factors in a successful defence to Regulatory breaches.

Regulatory investigations unlike criminal proceedings are usually “document heavy”, many forms of evidence introduced which normally would not be admissible in proceedings.

Working as a team with your personal Counsel allows you to better prepare and contend with assumptions and assertions made by regulators.

If you are reading this text, then you have worked hard to achieve tremendous goals in your life and you are a committed and conscientious professional.

You find yourself in this situation because you have a differing opinion, error of judgement or professional management situation that you do not agree with.

Ismael Uddin’s unique experience in formerly prosecuting and now defending clients gives him the insight which allows him to work with professionals and lay clients to counsel them through the pitfalls of the regulatory regime.